Skip to main content

Why Chuck Roberts Offers Exchange Traded Funds


Chuck Roberts serves as Managing Director/Investments for The CR Wealth Management Group of Stifel. Leveraging experience built over several decades in the investment services industry, Chuck offers numerous investment products and services, often incorporating exchange traded funds (ETFs) into a specific investment approach.

ETFs represent a portfolio of stocks, bonds, or other investments that are designed to track a corresponding index. Similar to a mutual fund, ETFs offer a diversified investment with a single product. However, ETFs offer liquidity by trading throughout the day like a stock. ETFs are also generally tax efficient. While diversification (or asset allocation) does not ensure a profit and may not protect against loss, it can play a key role in establishing a sound investment strategy and reducing risk.

Most wise investors partake in an asset allocation plan of some type. ETFs can be a beneficial tool in most allocation plans since the investor is essentially buying a slice of the market and has an investment in a broader number of companies. While diversification (or asset allocation) does not ensure a profit and may not protect against loss, it can play a key role in establishing a sound investment strategy and reducing risk. 

ETFs represent a share of all the stocks in their respective index held in a trust. Therefore, the investment return and principal value will fluctuate, and an investor’s shares, when redeemed, may be worth more or less than the original cost. ETFs may trade for less than their net asset value, and trades are subject to brokerage commissions unless trading occurs in a fee-based account. Mutual funds and exchange traded funds (ETFs) are offered by prospectus only. 

Exchange Traded Funds (ETFs) are subject to market risk, including the possible loss of principal, and may trade for less than their net asset value. ETFs trade like a stock, and there will be brokerage commissions associated with buying and selling exchange traded funds unless trading occurs in a fee-based account. Investors should consider an ETF’s investment objective, risks, charges, and expenses carefully before investing. The prospectus, which contains this and other important information, is available from your Financial Advisor and should be read carefully before investing.
Labels:

Comments

Post a Comment

Popular posts from this blog

Chuck Roberts uses Exchange Traded Funds (ETFs)

Chuck Roberts has served as Managing Director/Investments at Stifel’s New York City branch since early 2016. Serving ultra-high net worth clients, Chuck Roberts draws on in-depth knowledge of a broad array of products, including exchange traded funds (ETF). ETFs are most simply described as a basket of securities that prices throughout the day and trades on a public exchange, like stocks. ETFs are versatile trading and investment vehicles in that they can be used to help pursue a broad array of investment objectives. Launched in the early 1990s primarily for institutional investors, ETFs have become increasingly popular in that most feature low internal expenses, provide more transparency to the investor, and can be used as tax-efficient investment vehicles when incorporated into a buy-and-hold strategy.  ETFs have opened the doors to many asset classes and strategies. It is important to consult with your financial advisor to determine which ETFs may be suited to your individua...
Post a Comment
Read more

The Four Seasons Approach to Customer Service

A former financial advisor and managing director with Morgan Stanley, Chuck Roberts now works as Managing Director/Investments in The CR Wealth Management Group of Stifel. Overseeing a 10-member team within his office, Chuck Roberts engages in strategic financial planning on behalf of his clients, placing a focus on customer service.  The CR Wealth Management Group operates on the " Four Seasons ” approach, a customer service strategy established by the Four Seasons hotel chain. This approach involves four key principles: 1. Who we are. The team must understand its own offering and have an objective in place to define itself as a leader in its field.  2. What we believe. Establishing a workplace ethos and culture helps the company pursue those values in its work with clients. All staff members must understand the core beliefs of the team and work cooperatively to satisfy clients based on those beliefs. 3. How we succeed . The team must define what it needs to do to strive ...
Post a Comment
Read more

Why Investors Need to Consider Their Time Horizon

Chuck Roberts, Managing Director/Investments of the CR Wealth Management Group of Stifel, provides comprehensive wealth management strategies for his clients throughout the United States. One of the factors Chuck Roberts considers before creating a wealth management plan for a Stifel client is his or her time horizon . One of the most important considerations for an investor is how much time he or she is able to dedicate to investing. Simply put, each investor should ask themselves how long they intend to hold an investment. If you are investing with a certain goal in mind, for example, raising your child’s college money or your own retirement savings, then accurately determining your time horizon will help your financial advisor create an appropriate plan for you. The last thing you want to happen is to invest in a long-term, low-return security and fail to accrue enough money for your goal or invest in a high-risk, short-term security, only to have your investment wiped out in a mar...
Post a Comment
Read more